As a licensed corporation regulated under the Hong Kong Securities and Futures Commission, your monies with Action are kept at segregated client accounts held in reputable multi-national banking institutions.
Your securities purchased or transferred though Action, a participant of the Stock Exchange of Hong Kong, are subject to the relevant provisions of the constitution, rules, regulations, by-laws, customs and usage of the Hong Kong Exchanges and Clearing Limited, the CCASS Rules and of the Laws of HKSAR as amended from time to time, and shall be binding on both Action and the client.
To assure protection of your assets, we safe-keep local securities within Hong Kong’s Central Clearing and Settlement System (CCASS) in accordance to the Client Securities Rules, (Cap.571) Section 148 of the Securities and Futures Ordinance. For global securities, eligible securities will be safe-guarded and held, but are not limited to, at the Depositary Trust and Clearing Corporation (DTCC) and in compliance to SEC Rule 15c3-3 of USA rules and regulations. For mutual funds and other structured products, fund houses are required to appoint approved trustees for their funds under regulation of the SFC.
Unbiased and holistic wealth management.
Individually tailored solutions to meet your needs.
Added value by way of experienced, professional and trusted advisors.
We believe that every customer is unique, each with their own special aspirations and objectives. Our advisors are therefore trained to listen and will be pleased to provide you with foresights on investments and portfolio management that cater to your individual needs and goals.
Building wealth should be a simple and enjoyable experience. Being caring professionals, we manage client assets with diligence and integrity, using our experience to guide you. By treating clients with our greatest respect, we strive to deliver the highest level of attention and trust.
When you call us, we know who you are.